§ 422.9. Documents required.
171 words·~1 min read·
/us/cfr/t2/s§ 422.9·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
(a)A research institution that conducts USDA-funded extramural research must maintain the following documents related to an allegation of research misconduct at the research institution:
(1)A written statement describing the original allegation;
(2)A copy of the formal notification presented to the subject of the allegation;
(3)A written report describing the inquiry stage and its outcome including copies of all supporting documentation;
(4)A description of the methods and procedures used to gather and evaluate information pertinent to the alleged misconduct during inquiry and investigation stages;
(5)A written report of the investigation, including the evidentiary record and supporting documentation;
(6)A written statement of the findings; and
(7)If applicable, a statement of recommended corrective actions, and any response to such a statement by the subject of the original allegation, and/or other interested parties, including any corrective action plan.
(b)The research institution must retain the documents specified in paragraph
(a)of this section for at least 3 years following the final adjudication of the alleged research misconduct.